Securities Lending

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Question 1 of 10

The following fields in the Cash Trade entry screen are matching fields:

Cash Type, Amount, Settlement Date Settlement Date, Trade Date, Amount Amount, Counterparty, Settlement Date

Question 2 of 10

When viewing the View Settlement Instructions > right click to view State History window, to what does the state “Payment Pending” refer?

The settlement instruction is waiting for RTGS processing The settlement instruction is waiting for Cash Limits processing The settlement instruction is not yet settled

Question 3 of 10

To settle a Cash Trade Manually, the payer’s Cash Record priority should be set to:

Priority Deferred Active

Question 4 of 10

To check the balance of their Cash Record after Cash Trades are settled, participants would use the following screen:

View Cash Records View Settlement Instructions View DVP Instructions

Question 5 of 10

The following fields can be rectified on a Matched Cash Trade:

All of the fields None of the fields The Sub Participant, Cash Record, Participant Reference and Information fields

Question 6 of 10

If both sides of a Cash Trade have been entered and authorisation is pending by one or both counterparties, the trade state appears as:

Matched, Pending Authorisation Paired Matched

Question 7 of 10

Recall requests on Cash Trade settlement instructions can only be entered when:

The settlement instruction is in an Unmatched state The settlement instruction is in a Matched state, but the State History shows as Payment Pending The settlement instruction is in a Matched state

Question 8 of 10

View screens (e.g. View Reported Trades, View Settlement Instructions) are archived for a period of:

60 Days 30 Days 90 Days

Question 9 of 10

The following fields can be rectified on an Unmatched Cash Trade:

The Sub Participant, Cash Record, Participant Reference and Information fields All of the fields None of the fields

Question 10 of 10

If a Matched trade is cancelled and the counterparty has not yet confirmed the cancellation request, the trade status becomes:

Trade Matched, pending cancellation Trade Matched, no sub status Trade Cancelled, no sub status

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